Ethan A. Broga

Ethan A. Broga

Empirical Wealth Management

This adviser will provide you with a COMPLIMENTARY initial consultation

Minimum client assets required: $500,000

Minimum client income required: No minimum required

Title: Financial Advisor

Offering advice since: 2000

Areas of focus:

  • Charitable and Planned Giving
  • Educational Planning
  • Estate Planning/Wills
  • Insurance (risk management, disability insurance)
  • Portfolio Management
  • Retirement Planning
  • Securities
  • Stocks and Bonds
  • Tax Planning

Further information about Ethan A. Broga:

As a Financial Advisor for Empirical, Ethan manages portfolios and acts as a main point of contact for clients. He meets with clients regularly to review their portfolios and financial plans. Ethan brings over a decade of experience to his work as a Financial Advisor.

Ethan enjoys working with clients to provide clarity and peace of mind through asset management and financial planning.

Ethan is a Northwest native who graduated from Washington State University with a Bachelor's Degree in Finance. He is a Certified Financial Planner® and also completed the Masters of Science program through the College for Financial Planning. Ethan began his career at Merrill Lynch in retirement-plan administration and accounting before moving to Charles Schwab & Co., Inc. where he spent four years as an investment specialist.

Compensation and Fee Structures:

Fee only

Licenses, Certifications & Affiliations:

Not specified


BA, Washington State University, CFP® & MS, College for Financial Planning

Will provide references upon request?


Further information about Empirical Wealth Management:

Empirical Wealth Management

(Size of firm: 0-9 advisors)

At Empirical Wealth Management, our mission is to provide our clients with the most effective, unbiased investment and financial planning available.

We believe every investor can be a successful investor and successful investing begins with understanding how markets work. This requires an examination of the empirical evidence. Fortunately for investors the evidence is clear; successful investing does not require beating markets. That realization enables investors to view the market as an ally where you take advantage of how markets work, rather than an adversary, where you place bets on how markets will fail. The knowledge of how markets work shifts the focus to capturing the greatest proportion of market returns within the context of your need, ability, and willingness to take risk.

Anything worth doing takes time, energy and planning to achieve. While most people accept this as true, unfortunately many people fail to apply it to investing. We act as a guide to help you reach your chosen destination by helping you make consistently smart financial decisions.
Our four step client process ensures that:

1) You will clearly understand who we are, our approach, and why you should work with us.
2) We will clearly understand who you are as individual and what you need as an investor.
3) We will clearly communicate, in writing, our recommendations.
4) We will give you the expertise, knowledge, and discipline to stay on track.

By working with us and adopting our disciplined approach, you will be on the surest path to reaching your own unique goals and objectives.

Contact Information for Ethan A. Broga

Phone: (206) 923-3474
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Address for Ethan A. Broga:
1420 Fifth Avenue
Suite 1740
Seattle, WA, 98101

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