Richard L. Cox

Richard L. Cox

Cox Wealth Management, LLC

This adviser will provide you with a COMPLIMENTARY initial consultation

Minimum client assets required: $100,000

Minimum client income required: $100,000

Title: Chief Investment Manager

Offering advice since: 1984

Areas of focus:

  • Annuities
  • Business planning
  • Divorce planning
  • Charitable and Planned Giving
  • Elder Issues (long-term care, pre-mortem planning)
  • Educational Planning
  • Estate Planning/Wills
  • Insurance (risk management, disability insurance)
  • Life Planning
  • Medical and Health Issues
  • Portfolio Management
  • Retirement Planning
  • Securities
  • Stocks and Bonds
  • Tax Planning

Further information about Richard L. Cox:

Richard L. Cox Sr., CFP(R), QFP, ChFC, CLU, MFP, AEP

Chief Investment Manager

Started his financial services career in 1976, He has earned the prestigious CERTIFIED FINANCIAL PLANNER(TM) (CFP(R)) certification from the Certified Financial Planner Board of Standards, Washington, DC, and the Qualified Financial Planner (QFP) designation from the International Association of Qualified Financial Planners, Beverly Hills, CA. He has also earned the Chartered Financial Consultant (ChFC(R)) and the Chartered Life Underwriter (CLU(R)) designations from the American College, Bryn Mawr, PA.

Richard has also been recognized as a Fellow of the American Academy of Financial Management of Metairie, LA and has been awarded the Board Certified designation of Master Financial Professional(TM) (MFP(TM)) by the Academy. He has also been designated as a Fellow of the Life Underwriters Training Council by the National Association of Insurance and Financial Advisors, Falls Church, VA and has been recognized as an Accredited Estate Planner (AEP) by the National Association of Estate Planners & Councils, Cleveland, OH.

He is a current member of the following Industry Associations; the Financial Planning Association (FPA), the International Association of Qualified Financial Planners (IAQFP), the National Society of Accountants (NSA), the Estate Planning Council of Chattanooga (EPCC), The American Academy of Financial Management (AAFM), Kingdom Advisors Network (KAN), The Financial Services Institute (FSI), the Society of Financial Service Professionals (SFSP) and the National Association of Insurance and Financial Advisors (NAIFA).

Mr. Cox is a Registered Principal of FSC Securities Corporation (FSC) where he served on the FSC Field Advisory Board (1995-2001). He is also an outside consultant to many financial services firms, and a contributing author to trade journals that service the financial planning industry nationwide.

Mr. Cox has served on the Board of Directors of The Society of Financial Service Professionals, Chattanooga Chapter (President 2005-2006) (SFSP) and the board of Chattanooga Matters (Formerly Chattanooga Resource Foundation) as Board Chairman, Treasurer and on the Executive Committee (2001-2007) (CRF), and the Spirit of America Foundation (SOA)(1999-2003).

Mr. Cox is a well-known and respected author and contributing writer with local articles distributed through "The Chattanooga Times Free Press", "Woman's Way Magazine" and "Commercial Network Magazine". He is a highly sought after speaker on a wide range of financial subjects, and for over seven years was host of The Advisor Answer (C) a local call-in radio program on talk radio 102.3 FM.

Investment Advice Offered through Cox Wealth Management, LLC,
a Registered Investment Adviser not affiliated with FSC Securities Corporation

Securities offered Through FSC Securities Corporation, a Registered Broker/Dealer, Member FINRA/SIPC

Compensation and Fee Structures:

Our Annual Fees listed below are payable on a quarterly basis. At the end of each calendar quarter we charge one quarter of the Annualized Fee based upon the most recent quarter ending value of your investment account. We also prorate your fee for any additions to or withdrawals from your account during each quarter by the number of days and actual invested amount of your account(s) for each period.

If your bracket changes during the quarter we will apply the corresponding higher or lower fee for the day(s) actually earned.

Bracket Annualized Fee %
$100,000 - $249,999 1.00*
$250,000 - $499,999 0.95
$500,000 - $749,999 0.90
$750,000 - $1,249,999 0.85
$1,250,000 - $1,999,999 0.80
$2,000,000 - $4,999,999 0.75
$5,000,000 - $9,999,999 0.70
$ 10,000,000 - UP Negotiable

*Minimum Annual Management Fee is $1,000 and the minimum account size is $100,000.

Fees are negotiable for multiple accounts and the Client may combine accounts of lesser value to reach the minimum account size, or to obtain a reduced fee from reaching a higher bracket. The Client may terminate the advisory contract without penalty within five (5) business days after execution.

Fees will be based on the value of all the account assets (securities, cash and cash equivalents, and variable contracts) under our management as of the close of the last business day of each quarter as valued by the third party custodian(s) who hold the assets. To remove any conflicts of interest CWM charges fees on all assets under our management regardless of type, yield or positions held. Additional deposits to, or withdrawals from, (funds and/or securities) will be subject to proration for the actual number of days invested during the quarter, ie... Clients only pay for the number of days the assets are actually under our management. Our brackets are not cumulative, meaning Clients pay the highest obtained bracket percentage on their total assets under our management as calculated at the end of each quarter, subject to the proration calculation as previously described.

Please Visit our Website http://www.coxwealth.com for a copy of our form ADV which lists our complete fees.

Licenses, Certifications & Affiliations:

Please see our website http://www.coxwealth.com for a copy of our form ADV

Education:

Not specified

Will provide references upon request?

Yes


Further information about Cox Wealth Management, LLC:

Cox Wealth Management, LLC

(Size of firm: 0-9 advisors)

Cox Wealth Management, LLC is a Registered Investment Adviser located in Chattanooga, Tennessee, providing a full range of Wealth Management Services, including Investment and Tax planning advice to our clients.

Investment Advice Offered through Cox Wealth Management, LLC,
a Registered Investment Adviser not affiliated with FSC Securities Corporation

Securities offered Through FSC Securities Corporation, a Registered Broker/Dealer, Member FINRA/SIPC


Contact Information for Richard L. Cox

Phone: (423) 894-3882
Please support us by letting this adviser know you found them through Boomerater

Fax: (423) 899-6502

Address for Richard L. Cox:
6031 Shallowford Road
Suite 109
Chattanooga, TN, 37421

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